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Thursday, March 17, 2011

Stock Market Participants

Following are the key players and participants in the stock market:

Broker-dealer - It is a company or firm that trades securities for its own account or on behalf of its clients.

Floor broker - An independent member of an exchange who act as a broker for other members and as an agent on the floor of the exchange.

Floor trader - The person who trades on the floor of that exchange for his or


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